Internal tools and AI agents for regulated finance
Off-the-shelf compliance tools force you into generic workflows. Build the exact KYC portals, origination systems, case management, and claims tools your institution needs. Every app ships with SSO, role-based permissions, and an immutable audit trail. You own the code
Tools shaped to your compliance workflows, not generic SaaS
Your risk model is unique. Your approval thresholds are unique. Build tools that match, with enterprise governance inherited automatically
Corporate KYC/KYB
UBO checks, document upload, and sanctions screening. Every verification decision captured with full attribution for regulatory review.
Loan Origination
Applications, credit scoring, and approval routing. Role-based permissions enforce who can approve at each threshold. Full audit trail.
Fraud & AML Cases
Aggregate alerts into one investigation view. Maintain chain of custody on every case. Full decision history available for any external audit.
Claims Processing
Simple cases auto-approve under defined rules. Complex ones route to adjusters. Every action logged for regulatory compliance.
Agents governed by the same rules as your team
Deploy agents for sanctions screening, document review, and regulatory monitoring. Same role-based permissions as human analysts, every action captured in the same audit trail
Sanctions Screening
Continuous watchlist monitoringScreens client lists against global sanctions (OFAC, EU, UN). Matches are flagged with context for human review. Every check logged in the audit trail.
Underwriting Assistant
Automated credit analysisExtracts data from financial statements and calculates coverage ratios. Operates under the same permissions as your analysts. Every output is auditable.
Regulatory Watch
Proactive compliance gap detectionMonitors regulatory feeds and maps new rules to your internal policies. Compliance officers get alerts about gaps before auditors find them.
Designed for regulated industries
Every action logged, every permission enforced, self-host for full control
The governance layer is structural, not an afterthought. Every tool you build inherits the same security model automatically
Immutable Audit Trail
Every API call, human approval, and AI agent action is logged with full attribution. Reconstruct the complete decision history of any case for regulators on demand.
SSO & Role-Based Access
Connect Okta, Microsoft Entra ID, or any OIDC provider. Permissions enforced on every resource, for both humans and AI agents. One governance model across all tools.
Self-Host for Data Sovereignty
Run RootCX on your own infrastructure. Customer data never leaves your network. Open source (FSL-1.1-ALv2, converts to Apache 2.0 after 2 years).